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Award
Case Number: PSES 543 – 10/11 GP
Issue: Unfair Labour Practice - Promotion/Demotion
Province: Gauteng
Applicant: NAPTOSA obo CJ Phillips
Respondent: Department of Education, Gauteng
Arbitrator: Coen Havenga
Venue: Johannesburg
Award Date: 20 September 2011


NAPTOSA obo Mr. CJ PHILLIPS                                                                     “the Applicant”

              

and

 

DEPARTMENT OF EDUCATION – GAUTENG PROVINCE                           “the Respondent”


The hearing of the arbitration took place on 10 & 25 August 2011 at the offices of the Gauteng Department of Education in Johannesburg.  The last of the written closing arguments were received from the parties on 06 September 2011, and will form part of the record.  The Applicant is NAPTOSA obo Mr. CJ Phillips represented by Mr. R Cope, a union official.  The Respondent is the Gauteng Department of Education, represented by Mr. Z Nawa.  

 

 

The Applicant submitted documents contained in Bundle A, page 1 to 41.  The Respondent submitted documents contained in Bundle B, page 1 to 10.  

APPLICANT submitted the following closing arguments:

The Applicant’s case is based on an alleged incorrect interpretation and application of Collective Agreement 2 of 2005 in the Gauteng Chamber.  The clauses in the Collective Agreement which are relevant are 3.2 and 3.9. 

§       3.2 The selection committee must comprise. . .
      (c)  members of the SGB excluding educator members who are
             applicants

§       3.9 All interviewees must be treated fairly and consistently.

The Applicant submits that the Respondent erred in upholding a two part grievance brought by SADTU against the School Governing Body.  The destabilising role of SADTU in the south of Johannesburg was referred to by the Applicant in its introductory remarks and in evidence.  The Applicant argues that it is significant the assertion that SADTU tries to subvert school governing bodies which do not recommend its members for appointment by means of flimsy grievances was not refuted by the Respondent.  The Applicant argues that this was the origin of the SADTU grievance against the Delrado Primary SGB. 

 

The first grievance was an allegation of an illegitimate selection panel, which was upheld by the District Director.  The Applicant argues that the decision of the employer amounts to an incorrect interpretation and application of the Collective Agreement.  Although evidence was presented to the District Grievance Committee that a bona fide co-option process had been followed, the employer found the panel members were not legally co-opted.  It is the Applicant’s case that the wrongfulness of that decision was exposed during the arbitration.

None of the employer’s witnesses were able to discredit the process followed by the Delrado SGB in co-opting two new members.  Nothing the employer raised in cross-examination discredited the same process.  The two new members were lawfully co-opted and then included on the selection panel, first of all for the HOD posts, and secondly for the Principal’s post.  It is of great significance that recommendations for appointment of HOD’s submitted by the Delrado panel were accepted by the GDE notwithstanding a SADTU grievance, but the recommendation for the appointment of the principal, from essentially the same panel, was declined on the grounds of an identical grievance.  The Department’s appointment of the SGB’s  recommendations for HOD’s confirms its recognition of the legality of the process.  In respect of the allegation that Mr. Philips had abused his position to hand pick the co-opted members, there was no evidence presented at arbitration to support this.  The Applicant prays that the commissioner will find the first part of the SADTU grievance to have no merit.

 

The second part of the SADTU grievance was that the IDSO prepared six questions and possible answers for the panel.  It was argued that they believe that more questions should have been prepared so that the panel could make a choice.  This could lead to fraud as the preferred candidate could be given prepared questions.

In his findings upholding the grievance, The District Director introduces an element not part of the grievance, i.e. that the union representatives were not present when questions were discussed.  This was contradicted by several witnesses for the Applicant and not challenged by the employer.

 

For the rest, the District Director’s finding was that “there were only six questions that the IDSO drafted and all six questions were used for the interview.”
That this should somehow constitute unfairness is beyond comprehension.  Not surprisingly in the arbitration the employer did not try to substantiate this point. No evidence was presented by the employer and nothing in his cross examination challenged the evidence of the Applicant’s witnesses.   The relevant clause of the Collective Agreement which the District Director invokes is 3.9:  All interviewees must be treated fairly and consistently. The District Director has erred grievously by interpreting this clause to mean that using six out of a possible six questions is unfair.  As with the first grievance, the Applicant prays that the commissioner will find the second part of the SADTU grievance to have no merit. 

Accordingly the Applicant seeks an order compelling the employer to rescind its decision to uphold the grievances brought by SADTU in respect of the filling of the principal’s post at Delrado Primary School.  And further prays for a directive to the employer to make an appointment of a principal based on the recommendation submitted to it by the SGB of the school without delay.

                                 

RESPONDENT submitted the following closing arguments:

The District Grievance Committee found that Delrado Primary School selection Committee was not legitimate in that it comprised of a parents component that was not properly co-opted or drafted into the SGB.  The first witness for the Applicant, Mr. Phillips in his evidence in chief indicated that the parents who were members of the SGB did not attend meetings which resulted in them being discarded as members of the SGB.   He cited that notices and sms messages were sent to the said parents.  He could not specify how many sms messages were sent to each member.  There was no evidence to support that fact.  Ms. Bogopane, the Respondent’s witness, in her evidence in chief and under cross-examination indicated that she only received one sms from Mr. Phillips inviting her to the meeting.  The other sms that she received was to inform her that she was no longer the SGB member.  The Respondent submits that this evidence was not rebutted by the Applicant.  There were contradictions in that Ms. van Staden under cross-examination indicated she would give all members of the SGB notices while Mr. Phillips under cross-examination indicated that he never saw the notices as the person responsible was Ms. Van Staden.  Mr. Phillips further alluded to the fact that he was not given any notice to attend the meeting.  Ms. van Staden under cross-examination indicated that she was not sure if the member did receive the said notices, as there was no method to ascertain receipt /or proof to that effect.

 

From the evidence present both in evidence in chief and under cross-examination it is clear that the Applicant could not prove that the three said members of the SGB did receive notices and /or sms messages as alleged.  In this instance it proves that the said members did not attend the meetings because they did not receive the notices.  Ms. Bogopane in her evidence in chief indicated that at one stage she received the notice on a Friday and the meeting was scheduled for the next day which was on Saturday.  Mr. Singo the Respondent’s witness, indicated in his evidence in chief that the procedure is that for members to forfeit the positions in the SGB as the result of non-attendance of meetings it should be three consecutive meetings, but members should have been invited.  Furthermore the SGB  is supposed to inform the affected members in writing that they should indicate the reason for their failure to attend and indicate if they are still prepared to serve in the body.  The correspondence should further indicate that their failure to respond positively will result in them being terminated as members of the SGB.  There was no evidence led to indicate that the required procedure was followed in terminating membership of the said members. 

 

Mr. Phillips under cross examination indicated that he personally did not inform the said members that their membership was terminated.  He could not tell who informed the members about their SGB termination.  The fact that the members were informed by Mr. Phillips was confirmed by Ms. Bogopane in her evidence in chief and under cross-examination.  The two above instances confirm the modus operandi of Mr. Phillips in terminating SGB membership. 

 

It is common cause that the questions were drafted by the IDSO Mr. Msimanga.  The above action is in violation of clause 3.5 of the Collective Agreement no. 2 of 2005 in that the provision requires that the questions as part of the criteria should be done in the presence of the union observers.  It is clear that the questions were not discussed and not formulated in the presence of the union observers.  It is the Respondent’s view that the Applicant has failed to prove its case, and his claim should be dismissed.   

 

 

 

It is not in dispute that:

·        the Applicant was recommended as the preferred candidate for appointment by the SGB to the HOD;

·        the HOD upheld the grievance lodges by SADTU, and did not approve the recommendation that was in fact received in respect of the post the Applicant applied for;

·        the HOD decided to re-do the process from the short listing stage;

·        currently no appointment had been made yet.

 

In considering the Respondent’s actions in respect of the 1st element of the grievance lodged by SADTU, the whole process of the actions of the SGB leading up to the eventual selection of the interview panel need to be considered.  Although the co-option process itself can not be faulted once the SGB decided that the three members vacated their positions in terms of clause 14(d) of the Regulations, I am not convinced that the SGB was justified in making the decision that the three members terminated their membership, and to co-opt new members.  It is common cause that the three members did not attend three consecutive meetings, but to invoke the provisions of clause 14 of the Regulations there must be an absence of “reasonable explanations”.  It would be a logical conclusion that there should be proof of proper notification of the meeting that was not attended, and proof of proper service of the notification that would establish that it was indeed received by the member.  Only thereafter, and in the absence of a reasonable explanation, can the provisions of clause 14 rightfully be relied upon, to assume deliberate absence, in my opinion.  If a member did not receive a notification of a meeting, he or she can surely not be blamed for not attending, or not submitting a reasonable explanation, and consequently should not lose his or her membership in those circumstances as a result of the operation of clause 14(d).  If this is not the case, the situation might present itself where certain members are intentionally excluded from meetings by not been given or receiving proper notice of the meetings, and then by invoking the provisions of clause 14(d), stripped of their membership of the SGB.  In that manner the membership of an SGB could be improperly manipulated to favour a certain preference.  

 

In casu I can not find that the three members, who formed the majority of the parent component of the SGB, did receive proper notification of the meetings they did not attend.  Van Staden testified that notices were given to the children at school to give to the parents.  Considering the fact that it is primary school children, there can be no guarantee that it was in fact given to the parent member, and that notice was indeed received by the members.  The witness testified that she expected the children to deliver the notices, but conceded that she can not be sure it was in fact done.  The member who testified, Ms. Bogopane, said that she did not receive all the notifications, nor did she receive the sms messages.  Van Staden could also not provide proof of the fact that sms messages were in fact sent in each occasion.  It is improbable that Bogopane would be disinterested in attending any meetings of the SGB, considering the fact that she was the deputy chairperson and has three children in the school.  Her evidence was not discredited in any way.  The personal contact by Adams also was not satisfactory, as Malatji was not visited as she feared to enter the area where he resided.  She could also not make personal contact with Humphreys or Bogopane.  This is in stark contrast to the evidence of the Applicant which created the impression that each member was visited personally and encouraged to attend meetings, and that they elected not to attend.  He could also not explain how they were notified of the termination of their membership, and whether they were notified at all.  Although the SGB found itself in a dilemma, I am not satisfied that it acted properly in attempting to secure the presence of SGB members at the meetings. 

 

 

The inconsistency by the Department in accepting the HOD recommendations by the same panel does not negate the unjustified actions of the SGB that I have to consider in respect of the facts before me. 

 

The Respondent relied upon clause 3.9 of the Collective Agreement to justify its decision to uphold the 2nd element the SADTU grievance.   I do not agree that the fact that the IDSO prepared six questions and possible answers for the panel, caused all the interviewees not be treated fairly and consistently.  There is no evidence that shows that using the six questions could lead to fraud, as claimed by SADTU.  The District Director also introduced an element not part of the grievance, i.e. that the union representatives were not present when questions were discussed.  This assertion was not supported by the evidence. 

 

I accordingly find that the Respondent erred in its interpretation and application of clause 3.9 of Collective Agreement 2 of 2005 as basis for upholding the 2nd element of the SADTU grievance. 

 

However, the latter finding would not entitle the Applicant to the relief sought, as it was found that the decision of the Respondent to have the process redone from the short listing stage, was justified in respect of the 1st element alone.          

  

6                 AWARD

 

My award, accordingly, is as follows:

 

1.  I find that the Applicant is not entitled to relief.  The Applicant’s claim is dismissed.  

 

2.   No order is made in respect of costs.

 

COEN HAVENGA

Arbitrator                                                                                            20 September 2011